What’s a Fiduciary?

We act in a fiduciary capacity at all times in the pursuit of your financial success. We take this responsibility very seriously.  According to the Security and Exchange Commission a financial advisor has the following responsibilities to their client:

  1. Duty of Care (prudence and reasonableness) when acting on behalf of the client
  2. Duty of Loyalty (the advisor must always act in the best interest of the client)
  3. Duty of Obedience (the advisor must always adhere to the terms of any legal documents)
  4. Duty to act in good faith (the advisor must always act honestly toward a client and with the utmost faith)
  5. Duty of disclosure (the advisor must provide full and fair disclosure of all material facts)